Federal Tax Considerations for Life Insurance and Annuities

A policy is sold to an unrelated investor who collects the amounts received at the insured's death. How is the exclusion affected?

Answer and explanation
Answer: A. Where a policy is transferred for valuable consideration the exclusion is cut back to the consideration paid and subsequent premiums, so the balance is taxable. Exceptions restore the full exclusion for transfers to the insured, a partner, a partnership of the insured, or a corporation in which the insured is an officer or shareholder.Source: 26 U.S.C. § 101 — 26 U.S.C. § 101(a)(2)

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