General Insurance New York exam

10% of the scored questions — about 10 of 100. This section is general life insurance knowledge, shared with every state's exam.

62 practice questions below · 70 of 100 needed to pass overall

1 / 8

A business installs sprinklers throughout its warehouse. Which method of handling risk is that?

Answer and explanation
Answer: A. Reduction lowers the frequency or severity of loss without removing the risk, which is what sprinklers do. Avoidance means not undertaking the activity at all, retention means bearing the loss oneself, and transfer moves the financial consequence to another party, most often by an insurance contract.Source: PSI — New York DFS Insurance Candidate Information Bulletin — Outline, methods of handling risk
2 / 8

A firm raises the deductible on its cover and keeps the first layer of loss itself. Which method of handling risk is that?

Answer and explanation
Answer: C. Retention means keeping a loss exposure for one's own account, and a deductible is the everyday form of it. Avoidance removes the exposure, reduction lowers frequency or severity, and sharing spreads a loss across a group of similarly exposed parties.Source: PSI — New York DFS Insurance Candidate Information Bulletin — Outline, methods of handling risk
3 / 8

A homeowner stores petrol in an attached garage. In risk terms, what is the petrol?

Answer and explanation
Answer: A. A hazard is a condition that increases the likelihood or severity of a loss, which is what stored petrol does. The peril is the cause of loss itself, such as fire; the loss is the reduction in value when it happens; and the exposure is the property or person at risk.Source: PSI — New York DFS Insurance Candidate Information Bulletin — Outline, General Insurance, risk management key terms
4 / 8

A life insurance policyowner may stop paying premiums at any time without legal penalty, but the insurer is legally bound to pay the death benefit if the insured dies while the policy is in force. This situation best illustrates which legal characteristic of an insurance contract?

Answer and explanation
Answer: B. Insurance is unilateral because the insurer makes the enforceable promise to pay according to the contract. The owner is not compelled to continue premiums, although nonpayment can cause lapse.Source: South Carolina Department of Insurance — Prelicensing Education Topic Outline — Life, Accident and Health Topic Outline page 12, Unique Features of Insurance Contract > Unilateral
5 / 8

A New York producer collects an application and the first premium. What does the producer owe the applicant?

Answer and explanation
Answer: C. A producer owes the applicant care in transmitting the application accurately and in handling premium properly, holding those funds in a fiduciary capacity. Issue, final rating, and claim payment are the insurer's decisions and cannot be promised by the producer.Source: PSI — New York DFS Insurance Candidate Information Bulletin — Outline, responsibilities to the applicant and insured
6 / 8

A producer collects a premium with an application and holds it for three weeks before remitting it. What duty has been breached?

Answer and explanation
Answer: C. Premiums belong to the insurer and to the applicant, not to the producer, so they must be accounted for promptly and kept apart from personal funds. Illustrations, compensation disclosure and authority to collect are separate obligations.Source: PSI — New York DFS Insurance Candidate Information Bulletin — Outline, responsibilities to applicant and insured
7 / 8

An application stipulates that coverage will not begin until the policy is delivered, accepted, and the first premium is paid. If the policy is delivered but the initial premium remains unpaid, why is the insurer not liable for a claim?

Answer and explanation
Answer: A. Because liability is expressly conditioned on several events, failure to pay the first premium means the condition has not been satisfied. This illustrates the conditional nature of insurance.Source: Interstate Insurance Product Regulation Commission — Individual Life Insurance Application Standards — § 3.K. Agreements (1)(d)
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An insured has been careless about locking the premises since buying coverage. Which kind of hazard is that?

Answer and explanation
Answer: B. A morale hazard is indifference to loss arising because the insured is covered. A moral hazard involves dishonesty or an intent to cause loss, a physical hazard is a tangible condition of the property, and speculative risk is one carrying a chance of gain and so is not insurable.Source: PSI — New York DFS Insurance Candidate Information Bulletin — Outline, physical, moral, and morale hazard

All 62 general insurance questions

Other New York topics: Insurance Regulation · Life Insurance Basics · Life Insurance Policies · Life Insurance Policy Provisions, Options, and Riders · Annuities · Federal Tax Considerations for Life Insurance and Annuities · Qualified Plans · Life Settlement

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